E-services
Available FIN-FSA e-services
Notifications to register of prospectuses (in Finnish)
• Notifications to the FIN-FSA’s register of prospectuses (approved prospectuses, supplements to prospectuses, and final terms and conditions)
Fit & Proper notifications (in Finnish)
• Notifications on the fitness and propriety of the management and persons responsible for key functions of the FIN-FSA’s supervised entities (banks, investment firms, fund management companies and alternative fund managers)
Customer complaints notifications (in Finnish): reporting to the FIN-FSA of the number of customer complaints received by supervised entities
- three forms for different sectors: banking services, insurance services and investment services
- scope of reporting, reporting periods and deadlines can be found in the e-services link above
- reporting is a recurring obligation – at the end of each reporting period, the system creates a form template for reporting the period just ended by the deadline
Tied agent notifications (in Finnish): notification of tied agents used in investment services to the FIN-FSA’s Register of Tied Agents
- the information to be reported is: new tied agents, changes concerning tied agents and termination of contracts
- the reported information is updated in the Register of Tied Agents on the FIN-FSA’s website with a delay – after the next update action, usually within a day
Notification of net short positions
Public disclosure and the delay of disclosure of inside information
Error and omission notifications in transaction reporting
Notification of owners and the size of holdings (notification of holdings)